Regulatory Compliance & Financial Crime

Regulatory Compliance
Turning supervisory requirements into procedures that are applied

Supervisors keep issuing new requirements, and the hard part is translating them into what each team must do. We follow them with you and turn them into specific requirements, dates and owners.

Request advisory Regulatory Compliance & Financial Crimes
When you need this
  • •

    Circulars that arrive late

    Or arrive and nobody knows who should act.

  • •

    A supervisory visit is coming

    And you want to be sure you are ready.

  • •

    A rule change

    That touches several processes.

What we work on with you
  • ✓

    Analysing the requirement

    What is new and what it affects.

  • ✓

    Compliance plan

    Tasks, owners and dates.

  • ✓

    Compliance testing

    Samples that prove it is applied in practice.

What you receive

📋
01

Executive summary for each requirement

One or two pages.

📘
02

Compliance plan

In priority order.

🧩
03

Compliance testing report

With evidence.

How we work

1

Track new developments

From the bodies that supervise you.

2

Analyse the impact

On procedures and systems.

3

Assign tasks

To the departments concerned.

4

Verify it is applied

Before the deadline.

Has a new requirement arrived and nobody has moved?

Send it over and we will work out with you what is needed.

Request advisory Compliance FrameworksAnti-Money Laundering and Counter-Terrorist Financing (AML/CFT)Know Your Customer and Customer Due Diligence (KYC/CDD)