Supervisors look at what you do, not what you wrote. We review your programme from risk assessment through monitoring to reporting, and propose changes that fit your size and products.
And you need a remediation plan that will be accepted.
That changes your risk picture.
The team spends its time on false positives.
Customers, products, channels and geographies.
In line with the law and rules that apply.
Tuning rules and alerts and reviewing reporting quality.
Documented and ready for the supervisor.
Updated.
With an improvement plan.
Documents, systems and a sample of cases.
And find where exposure concentrates.
Policies, rules and training.
We run a mock review before the visit.